Which of the following key performance indicators (KPIs) are MOST important when evaluating whether an AI model meets business objectives?
#1
Answer: B✅ Correct❌ Incorrect
The BEST way to prevent sensitive information disclosure by large language model (LLM) chatbots is through:
#2
Answer: C✅ Correct❌ Incorrect
An organization is using information gathered from customer accounts to train its AI chatbot. Which of the following is the GREATEST risk associated with this practice?
#3
Answer: D✅ Correct❌ Incorrect
An IS auditor is evaluating an organization’s incident management program to ensure it is sufficiently prepared to manage AI-related incidents. Which of the following is MOST important for the auditor to validate?
#4
Answer: A✅ Correct❌ Incorrect
Which of the following is MOST important for an IS auditor to consider when identifying AI risk in a know your customer (KYC) application within a banking organization?
#5
Answer: A✅ Correct❌ Incorrect
A digital bank utilizes an AI system to generate credit scores. Which of the following would BEST mitigate the risk of sudden and unexplained changes in a borrower's credit score?
#6
Answer: B✅ Correct❌ Incorrect
Which of the following is MOST important for an IS auditor to review during an AI system audit in order to determine compliance with intellectual property and data rights?
#7
Answer: D✅ Correct❌ Incorrect
Which of the following is the PRIMARY objective of AI governance?
#8
Answer: C✅ Correct❌ Incorrect
A healthcare organization uses patient data to train an AI model for early disease detection. Which of the following practices provides the BEST assurance that personal data is secure and its integrity is maintained?
#9
Answer: D✅ Correct❌ Incorrect
An organization deploys an AI recruitment platform to screen job applicants. The IS auditor identifies that the platform’s decisions may be influenced by model bias. Which of the following risk mitigation strategies is BEST for the auditor to recommend?
#10
Answer: A✅ Correct❌ Incorrect
Which of the following is MOST important to consider when deciding whether to implement an AI solution?
#11
Answer: D✅ Correct❌ Incorrect
Which of the following is the PRIMARY purpose of an AI acceptable use policy?
#12
Answer: A✅ Correct❌ Incorrect
In the context of an AI implementation, which of the following actions is MOST critical for an organization's change management program?
#13
Answer: A✅ Correct❌ Incorrect
An organization is adopting AI for its procurement and inventory teams, raising concern from stakeholders that they will lose their jobs due to AI. Which of the following is the BEST way for the IS auditor to assess whether the potential negative impacts were minimized?
#14
Answer: A✅ Correct❌ Incorrect
An organization shares an AI model with external partners. One partner reports that sensitive data has been inadvertently exposed through the model's outputs. Which of the following is the IS auditor's BEST recommendation?
#15
Answer: A✅ Correct❌ Incorrect
Which of the following will provide the BEST evidence to support the alignment of an AI model with an organization’s business objectives?
#16
Answer: D✅ Correct❌ Incorrect
Which of the following is the MOST significant risk associated with a deep learning system algorithm being updated as it learns?
#17
Answer: D✅ Correct❌ Incorrect
Which of the following would be of GREATEST concern to an IS auditor reviewing an organization’s AI policies and procedures?
#18
Answer: C✅ Correct❌ Incorrect
An IS auditor is participating in a task force to select an AI solution vendor. The vendor states that their product is only functional with web integration activated. Which of the following is the GREATEST concern?
#19
Answer: A✅ Correct❌ Incorrect
In order to ensure effective alignment with organizational priorities, which of the following is MOST important for an IS auditor to address when developing an audit plan for an AI-based tool?
#20
Answer: D✅ Correct❌ Incorrect
A car insurance company uses an AI model to determine customer premiums. To ensure the ethical use of this model, which of the following testing practices should the company consider to be MOST important?
#21
Answer: C✅ Correct❌ Incorrect
Which of the following processes is MOST important for an organization to have in place to ensure the credibility of AI outputs?
#22
Answer: C✅ Correct❌ Incorrect
A large organization is implementing a new AI system that uses customer data. Which of the following is the BEST approach for risk mitigation to protect customer privacy?
#23
Answer: C✅ Correct❌ Incorrect
An IS auditor learns that the organization’s AI solution is configured with web integration enabled. Which of the following is the MOST important control for the auditor to validate?
#24
Answer: C✅ Correct❌ Incorrect
An AI tool is being implemented for a regional healthcare organization. Which of the following training methods BEST ensures the AI output does not reveal whether someone's personal data was used?
#25
Answer: C✅ Correct❌ Incorrect
An organization has deployed a generative AI system for customer support that includes frequent updates to the AI model after deployment. Which of the following represents the GREATEST risk?
#26
Answer: C✅ Correct❌ Incorrect
Which of the following should be an IS auditor’s GREATEST concern if class imbalance is identified in training data for an AI model?
#27
Answer: C✅ Correct❌ Incorrect
An IS auditor is reviewing change documentation of an AI model. Which of the following would pose the GREATEST risk?
#28
Answer: C✅ Correct❌ Incorrect
Which of the following is the MOST important AI data governance method to protect privacy and data security?
#29
Answer: D✅ Correct❌ Incorrect
An IS auditor notes that an AI model achieved significantly better results on training data than on test data. Which of the following problems with the model has the IS auditor identified?